Trust & compliance
Built for firms that answer to regulators.
The point is not a longer list of acronyms than the next vendor. It is that when your compliance function, your auditor, or a regulator examines the platform — the answers are already there.
Controls
Governed by design.
Not a policy document bolted on afterwards — the controls a regulated firm needs are built into how the platform works.
Role-based, audited
Role-based access control with per-tenant administrators. Impersonation is gated and fully audited — every elevated action leaves a record.
Encrypted, EU-region
Client documents stored encrypted in EU-region object storage, served only through short-lived signed links. Tenant credentials are encrypted at rest with AES-256-GCM and rotated without redeployment.
ZertES & eIDAS
Document e-signature through a Swiss-regulated provider, compliant with ZertES and eIDAS.
An immutable trail
A full audit trail on every record change, plus an immutable, hash-chained audit on strategic portfolio decisions.
Isolated per firm
Tenant data isolation at the application layer, with dedicated per-tenant database schemas available on request.
Client-name code names
Platform-wide client-name confidentiality through a code-name register: staff screens and exports can show firm-assigned code names, with the mapping held in an operations-controlled register and applied by a redaction layer.
Jurisdictions
A regulatory model, per firm.
Each tenant carries a regulatory profile matched to where it operates. Four regimes are already modelled.
FCA
Consumer Duty evidence, suitability capture, and conduct controls built into the advisory workflow.
FINMA
Swiss-regulated e-signature (ZertES), cross-border suitability, and documentation standards.
CySEC
MiFID-aligned reporting and record-keeping for Cyprus-domiciled entities.
ADGM / FSRA
ADGM-aligned profile for firms operating in the Gulf, with data-residency options.
Due-diligence pack
The answers, already there.
For a live diligence process, your risk, compliance, and audit functions receive a working evidence pack — not marketing.
“When a regulator examines the platform, the answers are already there — not assembled after the fact.”
Due diligence
Bring your compliance team.
We'll walk your risk, compliance, and audit functions through the controls, the audit trail, and the security & architecture pack. Our security posture is built for regulated wealth, with ISO 27001 on the roadmap and not yet certified.
ir@stellon.com